结合特征生成与重放的可扩展安全虹膜识别
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向剑文,E-mail:jwxiang@whut.edu.cn

中图分类号:

TP18

基金项目:

国家自然科学基金(61672398); 国家重点研发计划(2022YFC3321102); 湖北省重点研发计划(2022BAA050)


Scalable Secure Iris Recognition Combining Feature Generation and Replay
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    摘要:

    随着信息技术的快速发展, 安全认证技术成为个人隐私和数据安全的重要保障. 其中, 虹膜识别技术凭借其出色的准确性和稳定性, 被广泛应用于系统访问控制、医疗保健以及司法实践等领域. 然而用户的虹膜特征数据泄露, 就是永久性丢失, 无法进行更改或者撤销. 因此, 虹膜特征数据的隐私保护尤为重要. 随着神经网络技术在图像处理上体现的突出性能, 基于神经网络的安全虹膜识别方案被提出, 在保护隐私数据的同时保持了识别系统的高性能. 然而, 面对不断变化的数据和环境, 安全虹膜识别方案需要具备有效的可扩展性, 即识别方案应当能够在新的用户注册下依旧保持性能. 但大多数现有基于神经网络的安全虹膜识别方案研究并未考虑方案的可扩展性. 针对上述问题, 提出了基于生成特征重放的安全增量虹膜识别(generative feature replay-based secure incremental iris recognition, GFR-SIR)方法和基于隐私保护模板重放的安全增量虹膜识别(privacy-preserving template replay-based secure incremental iris recognition, PTR-SIR)方法. 具体而言, GFR-SIR方法通过生成特征重放和特征蒸馏技术, 缓解神经网络扩展过程中对以往任务知识的遗忘, 并采用改进的TNCB方法来保护虹膜特征数据的隐私. PTR-SIR方法保存了以往任务中通过TNCB方法转换得到的隐私保护模板, 并在当前任务的模型训练中重放这些模板, 以实现识别方案的可扩展性. 实验结果表明, 在完成5轮扩展任务后, GFR-SIR和PTR-SIR在CASIA-Iris-Lamp数据集上的识别准确率分别达到了68.32%和98.49%, 比微调方法分别提升了58.49%和88.66%. 分析表明, GFR-SIR方法由于未保存以往任务的数据, 在安全性和模型训练效率方面具有明显优势; PTR-SIR方法则在维持识别性能方面更为出色, 但其安全性和效率低于GFR-SIR.

    Abstract:

    With the rapid development of information technology, security authentication technology has become a crucial safeguard for personal privacy and data security. Among them, iris recognition technology, with its outstanding accuracy and stability, is widely applied in fields such as system access control, healthcare, and judicial practices. However, once the iris feature data of a user is leaked, it means permanent loss, as it cannot be changed or revoked. Therefore, the privacy protection of iris feature data is particularly important. With the prominent performance of neural network technology in image processing, secure iris recognition schemes based on neural networks have been proposed, which maintain the high performance of recognition systems while protecting privacy data. However, in the face of constantly changing data and environments, secure iris recognition schemes are required to have effective scalability, that is, the recognition scheme should be able to maintain performance with new user registrations. However, most of the existing research on neural network-based secure iris recognition schemes does not consider the scalability of the schemes. Aiming at the above problems, the generative feature replay-based secure incremental iris recognition (GFR-SIR) method and the privacy-preserving template replay-based secure incremental iris recognition (PTR-SIR) method are proposed in this study. Specifically, the GFR-SIR method uses generative feature replay and feature distillation techniques to alleviate the forgetting of previous task knowledge during the expansion of neural networks and adopts the improved TNCB method to protect the privacy of iris feature data. The PTR-SIR method preserves the privacy-protecting templates obtained through the TNCB method in previous tasks and replays these templates during the model training of the current task to achieve the scalability of the recognition scheme. Experimental results show that after completing 5 rounds of expansion tasks, the recognition accuracy of GFR-SIR and PTR-SIR on the CASIA-Iris-Lamp dataset reaches 68.32% and 98.49% respectively, which is an improvement of 58.49% and 88.66% compared with the fine-tuning method. The analysis indicates that the GFR-SIR method has significant advantages in terms of security and model training efficiency since the data of previous tasks is not saved; while the PTR-SIR method is more outstanding in maintaining recognition performance, but its security and efficiency are lower than those of GFR-SIR.

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赵冬冬,宋宝刚,廖虎成,闫江,向剑文.结合特征生成与重放的可扩展安全虹膜识别.软件学报,2025,36(7):1-22

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  • 收稿日期:2024-08-26
  • 最后修改日期:2024-10-15
  • 在线发布日期: 2024-12-10
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